Regulated workflows · Audit-ready evidence · Enterprise-grade

Compliance agents in action —
real outputs for regulated teams

Structured evidence, tamper-evident audit trails, and regulatory mappings. Every run is TEE-isolated and exportable. Click "Try this" on any example to run it for your own use case.

Compliance AML · FATF

Customer #EX-2204 flagged for unusual transaction pattern — identity documents verified but address mismatch, PEP screening match pending. Need disposition and audit trail.

Agent output · KYC Exception Review #EX-2204
Check Status Evidence
Risk Level HIGH PEP match + address gap
Identity Docs VERIFIED (3/3) Passport + utility + bank
Source of Funds DOCUMENTED Payslips 6 months
PEP Screening MANUAL REVIEW Pending MLRO sign-off
Disposition ESCALATE TO MLRO 12 evidence items locked
Audit trail locked · Exportable evidence package · TEE-attested
Completed in 3 min 14s Try this
Compliance EU AI Act

We use an external AI vendor's credit scoring model in our loan underwriting workflow. Need a due diligence package before our next board compliance review.

Agent output · AI Vendor Due Diligence Report
HIGH
EU AI Act Risk Tier
8
Controls to Verify
12
Evidence Docs Needed
🔴 Red flag: No model card or bias testing documentation provided by vendor
⚠️ Red flag: Sub-processor list incomplete — data residency unconfirmed for EU customers
✅ Pathway: Conditional Approval — 4 conditions must be met before procurement
Evidence checklist · DPA review required · Audit trail exportable
Completed in 4 min 22s Try this
Governance SR 11-7 · GDPR

Our credit scoring model v3 was deployed Q1 2026 and processes loan applications with access to credit bureau data. Need a governance record for internal audit.

Agent output · Model Governance Record
Section Status
Model Identity DOCUMENTED
Data Access Log MAPPED (3 sources, PII flagged)
Decision Boundaries DEFINED
Permission Scope PARTIAL — write access unconfirmed
Regulatory Mapping EU AI Act HIGH RISK · SR 11-7 · GDPR
7-section model card generated · SHA-256 integrity anchors · Ready for auditors
Completed in 2 min 51s Try this
Privacy HIPAA · GDPR

Our patient intake chatbot reads medical history from our EHR system and routes cases to care coordinators. HIPAA audit is in 6 weeks — what are our gaps?

Agent output · PHI/PII Privacy Audit
Compliant
4/7
Gaps Found
3/7
Compliant areas
Data minimisation enforced
Consent logging present
Access controls documented
Critical gaps
Retention schedule undefined
Sub-processor DPA missing
Breach notification untested
6 ordered remediation actions · DPO review checklist · Exportable audit package
Completed in 4 min 33s Try this
Risk EU AI Act

Our customer service chatbot handles complaints, has access to account data, and can initiate refunds up to £500. EU AI Act full enforcement hits Aug 2 — where do we stand?

Agent output · EU AI Act Compliance Mapping
LIMITED
Risk Tier (Art. 52)
11
Obligations Mapped
3
Critical Gaps
⚠️ Gap: Transparency disclosure missing — users must be informed they're interacting with AI (Art. 52(1))
⚠️ Gap: Human oversight escalation pathway not documented for contested refund decisions
✅ Estimate: Time to compliance approximately 2 hours with existing infrastructure
Immediate action item generated · Head of Risk summary ready
Completed in 1 min 47s Try this
Audit Regulatory

Monitor EU AI Act implementation acts and GDPR enforcement guidance for our financial services AI platform — flag anything that impacts our deployed models this quarter.

Agent output · Regulatory Change Impact Report
Change Impact Action Required
EU AI Act Art. 9 delegated act HIGH Update risk mgmt docs by Jul 1
GDPR — DPA enforcement surge HIGH Confirm sub-processor DPAs signed
FCA AI guidance consultation MEDIUM Monitor — response deadline Sep 15
Next review cycle SCHEDULED 30 days · 5 action items tracked
3 regulatory changes detected · 2 HIGH impact · Mapped to your AI inventory
Completed in 5 min 18s Try this

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